New and Flexible Commission Options for Investments

Introducing 2- and 3-Year Chargeback Options

Introducing our new 2- and 3-year chargeback options as steps toward offering more flexibility in choosing a commission structure that harmonizes with you and your clients’ unique objectives. These changes offer competitive compensation, now including the best and most flexible 2-year chargeback commission in brokerage.
 

Consistency Across Fund Series

Our new commissions extend to all fund series.

Product	Guarantee	Compensation Options	Trailer Start Month	Series
Segregated Funds	75/75	CB5, CB3, CB2, Trail Only	1st	Series H
	75/100	CB5, CB3, CB2, Trail Only		Series B
Registered Investment Accounts (RIAs)	75/75	CB5, CB3, CB2		Series D
	75/75	Trail Only		Serie E
	75/100	CB5, CB3, CB2, Trail Only		Series

Green = New
CB2 = 2-year chargeback        CB3 = 3-year chargeback        CB5 = 5-year chargeback

Improvements to our Chargeback Calendar

Adding to the list of improvements to our commissions offering, we now provide a reviewed chargeback calendar across all fund series as we move from yearly ladder reduction to a smoother quarterly chargeback rate resulting in lower chargeback rates for new and existing accounts.

How to Get Started

New commission options and chargeback schedules will be in place as of October 2, 2023, and will appear in Vesta as well as in relevant material in the Document Centre.

For questions regarding our new commission options, contact your Director of Business Development.

For questions regarding your clients’ existing investments, contact us at investments.retirement@assumption.ca or call us at 1-888-577-7337.

Learn more about the new commission options
Fund Line-Up Comparison
RIA Account Codes
Segregated Fund Codes
Commission Summary (requires login)
Compensation Guide (requires login)
CB3 75/100 Notice of Change (requires login)